Asset management and investor protection
an international analysis
- ISBN: 9780199261932
- Editorial: Oxford University Press
- Fecha de la edición: 2003
- Lugar de la edición: Oxford. None
- Encuadernación: Rústica
- Medidas: 23 cm
- Nº Pág.: 290
- Idiomas: Inglés
Scandals in financial institutions, weakness in the world economy, and volatility in financial markets bring to the fore issues of regulation and consumer protection. This comparative survey of how investors are currently protected in a range of European countries and the USA is set in an accessible theoretical framework. It will be invaluable for academics and students involved in the analysis of financial markets and regulation as well as practitioners in financial institutions and regulatory authorities. INDICE 1 Introduction 2 The Policy Implications 3 Summary of Research Findings 4 The Assets under Management: Europe and the USA 5 The Industry Structure: Europe and the USA 6 The Regulatory Framework 7 The Regulation of Investment Management Services in the USA 8 The Basel Committee's Proposals on a Capital Charge for Operational Risk 9 Survey of European Asset Managers 10 A Case Study in Authorized Collective Schemes 11 Literature Review
